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20160331091619.5 |
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ICU |
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|a 9780314188007 (v. 1)
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|a 0314188002 (v. 1)
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|a 9780314188014 (v. 2)
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|a 0314188010 (v. 2)
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|a 9780314188021 (v. 3)
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|a 0314188029 (v. 3)
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|a 9780314188038 (v. 4)
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|a 0314188037 (v. 4)
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|a 9780314188045 (v. 5)
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|a 0314188045 (v. 5)
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|a 9780314188052 (v. 6)
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|a 0314188053 (v. 6)
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|a 9780314204851 (v. 7)
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|a 0314204857 (v. 7)
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035 |
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|a (OCoLC)301598381
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040 |
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|a DUK
|c DUK
|d DUK
|d SZY
|d ICU
|d UtOrBLW
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049 |
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|a CGUA
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090 |
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|a KF1439
|b .H39 2009
|
100 |
1 |
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|a Hazen, Thomas Lee,
|d 1947-
|0 http://id.loc.gov/authorities/names/n84005672
|1 http://viaf.org/viaf/108967869
|
245 |
1 |
0 |
|a Treatise on the law of securities regulation /
|c by Thomas Lee Hazen.
|
246 |
3 |
0 |
|a Law of securities regulation
|
246 |
1 |
8 |
|a Securities regulation
|
250 |
|
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|a 6th ed., Practitioner's ed.
|
260 |
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|a St. Paul, MN :
|b West,
|c c2009-c2015.
|
300 |
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|a 7 v. ;
|c 26 cm.
|
336 |
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|a text
|b txt
|2 rdacontent
|0 http://id.loc.gov/vocabulary/contentTypes/txt
|
337 |
|
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|a unmediated
|b n
|2 rdamedia
|0 http://id.loc.gov/vocabulary/mediaTypes/n
|
338 |
|
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|a volume
|b nc
|2 rdacarrier
|0 http://id.loc.gov/vocabulary/carriers/nc
|
440 |
|
0 |
|a Practitioner treatise series
|
500 |
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|a Kept up to date with cumulative pocket part supplementation.
|
504 |
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|a Includes bibliographical references and index.
|
505 |
0 |
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|a The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale: corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices: manipulation, stabilization and hot issues -- Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements) -- State securities laws ("blue sky" laws) -- Securities Exchange Act of 1934: registration and reporting requirements for publicly traded companies -- Shareholder suffrage: proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud: civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information -- Insider reporting and short-swing trading: Securities Exchange Act section 16 -- Market regulation and broker-dealer regulation -- Arbitration of broker-dealer disputes -- Operation of the Securities and Exchange Commission -- Jurisdictional aspects -- Public utility regulation: transfer of authority from the SEC to the Federal Energy Regulatory Commission; the history of the former Public Utility Holding Company Act of 1935 -- Debt securities and protection of bondholders: the Trust Indenture Act of 1939 -- Federal regulation of investment companies: the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Special problems and overview of related laws -- Primer on securities transfers.
|
650 |
|
0 |
|a Securities
|z United States.
|0 http://id.loc.gov/authorities/subjects/sh2010111900
|
650 |
|
7 |
|a Securities.
|2 fast
|0 http://id.worldcat.org/fast/fst01110743
|
651 |
|
7 |
|a United States.
|2 fast
|0 http://id.worldcat.org/fast/fst01204155
|
901 |
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|a ISER
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903 |
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|a HeVa
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929 |
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|a cat
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928 |
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|t Library of Congress classification
|a XXKF1439.H392 2009
|l DLL
|c DLL-Law
|g ISER
|i 651084
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927 |
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|t Library of Congress classification
|a XXKF1439.H392 2009
|v v.6
|l DLL
|c DLL-Law
|b 80193824
|i 8534044
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927 |
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|t Library of Congress classification
|a XXKF1439.H392 2009
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|b 80193800
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927 |
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|t Library of Congress classification
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|b 80193817
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927 |
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|t Library of Congress classification
|a XXKF1439.H392 2009
|v v.3
|l DLL
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|b 80193797
|i 8534041
|
927 |
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|t Library of Congress classification
|a XXKF1439.H392 2009
|v v.1
|l DLL
|c DLL-Law
|b 80193773
|i 8534039
|
927 |
|
|
|t Library of Congress classification
|a XXKF1439.H392 2009
|v v.2
|l DLL
|c DLL-Law
|b 80193780
|i 8534040
|
927 |
|
|
|t Library of Congress classification
|a XXKF1439.H392 2009
|v v.7
|l DLL
|c DLL-Law
|b 80193831
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