Understanding securities law /

Understanding securities law /

Saved in:

Bibliographic Details
Author / Creator:	Steinberg, Marc I., author.
Edition:	Sixth Edition.
Imprint:	New Providence, NJ : LexisNexis, ©2014.
Description:	xxv, 520 pages ; 24 cm.
Language:	English
Subject:	United States. -- Sarbanes-Oxley Act of 2002. United States. -- Dodd-Frank Wall Street Reform and Consumer Protection Act. Dodd-Frank Wall Street Reform and Consumer Protection Act (United States) Sarbanes-Oxley Act of 2002 (United States) Securities -- United States. Securities. United States. Study guides.
Format:	Print Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/9972507

Hidden Bibliographic Details
ISBN:	9781422482223 1422482227
Notes:	Includes bibliographical references and index.

Table of Contents:

Definition of a security
Issuer exemptions from registration
The registration process
Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts
Resales and reorganizations
Due diligence and Securities Act liability
Section 10(b) and related issues
Alternative remedies
Secondary liability
Issuer affirmative disclosure obligations
Insider trading
Broker-dealer regulation
Corporate control acquisitions and contests
SEC enforcement.