Principles of securities regulation /
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| Author / Creator: | Hazen, Thomas Lee, 1947- |
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| Edition: | 3rd ed. |
| Imprint: | St. Paul, MN : Thomson/West, c2009. |
| Description: | xvi, 459 p. ; 24 cm. |
| Language: | English |
| Series: | Concise hornbook series Concise hornbook series. |
| Subject: | |
| Format: | Print Book |
| URL for this record: | http://pi.lib.uchicago.edu/1001/cat/bib/8163534 |
| Summary: | Hazen's Principles of Securities Regulation provides authoritative coverage of the most recent developments in securities regulation in an accessible format. Topics include: The registration process Exemptions Corporate recapitalizations, reorganizations, and mergers Market manipulation Liabilities Securities Exchange Act of 1934 Jurisdictional aspects Broker-dealer regulation and the new Financial Industry Regulatory Authority Regulation of investment companies |
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| Physical Description: | xvi, 459 p. ; 24 cm. |
| Bibliography: | Includes bibliographical references and index. |
| ISBN: | 9780314187994 0314187995 |