Understanding securities law /

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Bibliographic Details
Author / Creator:Steinberg, Marc I.
Edition:5th ed.
Imprint:New Providence, NJ : LexisNexis Matthew Bender, c2009.
Description:xxiii, 502, [25] p. ; 25 cm.
Language:English
Series:Understanding series
Understanding series (New York, N.Y.)
Subject:United States. -- Sarbanes-Oxley Act of 2002.
Sarbanes-Oxley Act of 2002 (United States)
Securities -- United States.
Securities.
United States.
Format: Print Book
URL for this record:http://pi.lib.uchicago.edu/1001/cat/bib/8050922
Hidden Bibliographic Details
ISBN:9781422473498 (pbk.)
142247349X (pbk.)
Notes:Includes bibliographical references and index.
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505 0 |a Introduction -- Definition of a "security" -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality and Sabanes-Oxley -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement. 
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