Understanding securities law /
Saved in:
Author / Creator: | Steinberg, Marc I. |
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Edition: | 5th ed. |
Imprint: | New Providence, NJ : LexisNexis Matthew Bender, c2009. |
Description: | xxiii, 502, [25] p. ; 25 cm. |
Language: | English |
Series: | Understanding series Understanding series (New York, N.Y.) |
Subject: | United States. -- Sarbanes-Oxley Act of 2002. Sarbanes-Oxley Act of 2002 (United States) Securities -- United States. Securities. United States. |
Format: | Print Book |
URL for this record: | http://pi.lib.uchicago.edu/1001/cat/bib/8050922 |
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003 | ICU | ||
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010 | |a 2009022780 | ||
020 | |a 9781422473498 (pbk.) | ||
020 | |a 142247349X (pbk.) | ||
035 | |a (OCoLC)373475068 | ||
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100 | 1 | |a Steinberg, Marc I. |0 http://id.loc.gov/authorities/names/n82117995 |1 http://viaf.org/viaf/76323576/ | |
245 | 1 | 0 | |a Understanding securities law / |c Marc I. Steinberg. |
250 | |a 5th ed. | ||
260 | |a New Providence, NJ : |b LexisNexis Matthew Bender, |c c2009. | ||
300 | |a xxiii, 502, [25] p. ; |c 25 cm. | ||
336 | |a text |b txt |2 rdacontent |0 http://id.loc.gov/vocabulary/contentTypes/txt | ||
337 | |a unmediated |b n |2 rdamedia |0 http://id.loc.gov/vocabulary/mediaTypes/n | ||
338 | |a volume |b nc |2 rdacarrier |0 http://id.loc.gov/vocabulary/carriers/nc | ||
490 | 1 | |a Understanding series | |
504 | |a Includes bibliographical references and index. | ||
505 | 0 | |a Introduction -- Definition of a "security" -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality and Sabanes-Oxley -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement. | |
650 | 0 | |a Securities |z United States. |0 http://id.loc.gov/authorities/subjects/sh2010111900 | |
650 | 7 | |a Securities. |2 fast |0 http://id.worldcat.org/fast/fst01110743 | |
630 | 0 | 7 | |a Sarbanes-Oxley Act of 2002 (United States) |2 fast |0 http://id.worldcat.org/fast/fst01397458 |
651 | 7 | |a United States. |2 fast |0 http://id.worldcat.org/fast/fst01204155 | |
610 | 1 | 0 | |a United States. |t Sarbanes-Oxley Act of 2002. |0 http://id.loc.gov/authorities/names/no2002071668 |1 http://viaf.org/viaf/178458782/ |
830 | 0 | |a Understanding series (New York, N.Y.) |0 http://id.loc.gov/authorities/names/no99069493 | |
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927 | |t Library of Congress classification |a XXKF1440.S74 2009 |l ASR |c ASR-LawASR |e GIFT |b 088775095 |i 8767173 |