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| LEADER |
00000cam a2200000Ia 4500 |
| 001 |
7725971 |
| 003 |
ICU |
| 005 |
20100127150400.0 |
| 008 |
090708s2009 mnu b 001 0 eng d |
| 020 |
|
|
|a 9780314187970
|
| 020 |
|
|
|a 0314187979
|
| 035 |
|
|
|a (OCoLC)423062106
|
| 040 |
|
|
|a ONL
|c ONL
|d ONS
|d UtOrBLW
|
| 043 |
|
|
|a n-us---
|
| 049 |
|
|
|a CGUA
|
| 090 |
|
|
|a KF1439
|b .H39 2009
|
| 100 |
1 |
|
|a Hazen, Thomas Lee,
|d 1947-
|0 http://id.loc.gov/authorities/names/n84005672
|1 http://viaf.org/viaf/108967869
|
| 245 |
1 |
4 |
|a The law of securities regulation /
|c by Thomas Lee Hazen.
|
| 246 |
1 |
8 |
|a Securities regulation
|
| 250 |
|
|
|a 6th ed.
|
| 260 |
|
|
|a St. Paul, MN :
|b West,
|c c2009.
|
| 300 |
|
|
|a xxxiii, 862 p. ;
|c 26 cm.
|
| 336 |
|
|
|a text
|b txt
|2 rdacontent
|0 http://id.loc.gov/vocabulary/contentTypes/txt
|
| 337 |
|
|
|a unmediated
|b n
|2 rdamedia
|0 http://id.loc.gov/vocabulary/mediaTypes/n
|
| 338 |
|
|
|a volume
|b nc
|2 rdacarrier
|0 http://id.loc.gov/vocabulary/carriers/nc
|
| 440 |
|
0 |
|a Hornbook series
|
| 504 |
|
|
|a Includes bibliographical references and index.
|
| 505 |
0 |
|
|a The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale: corporate recapitilizations, reorganizations and mergers under the 1933 Act -- IPO practices: manipulation, stabilization and hot issues -- Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements) -- State securities laws ("blue sky" laws) -- Securities Exchange Act of 1934: registration and reporting requirements for publicly traded companies -- Shareholder suffrage: proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud: civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information -- Insider reporting and short-swing trading: Securities Exchange Act section 16 -- Market regulation and broker-dealer regulation -- Arbitration of broker-dealer disputes -- Operation of the Securities and Exchange Commission -- Jurisdictional aspects -- Debt securities and protection of bondholders: The Trust Indenture Act of 1939 -- Federal regulation of investment companies: The Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Special problems and overview of related laws.
|
| 650 |
|
0 |
|a Securities
|z United States.
|0 http://id.loc.gov/authorities/subjects/sh2010111900
|
| 650 |
|
7 |
|a Securities.
|2 fast
|0 http://id.worldcat.org/fast/fst01110743
|
| 651 |
|
7 |
|a United States.
|2 fast
|0 http://id.worldcat.org/fast/fst01204155
|
| 903 |
|
|
|a HeVa
|
| 929 |
|
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|a cat
|
| 999 |
f |
f |
|i 0c28bd1e-82f1-5677-b679-89d134d30d95
|s 79aef92b-fb9b-51e4-87fa-8992346be796
|
| 928 |
|
|
|t Library of Congress classification
|a XXKF1439.H393 2009
|l DLL
|c DLL-Law
|i 5381128
|
| 928 |
|
|
|t Library of Congress classification
|a XXKF1439.H393 2009
|l DLL
|c DLL-Law
|i 5418671
|
| 928 |
|
|
|t Library of Congress classification
|a XXKF1439.H393 2009
|l DLL
|c DLL-Law
|i 5418672
|
| 928 |
|
|
|t Library of Congress classification
|a XXKF1439.H393 2009
|l ASR
|c ASR-LawASR
|i 5602571
|
| 927 |
|
|
|t Library of Congress classification
|a XXKF1439.H393 2009
|l DLL
|c DLL-Law
|e FULT
|b 74571065
|i 8620417
|
| 927 |
|
|
|t Library of Congress classification
|a XXKF1439.H393 2009
|l DLL
|c DLL-Law
|e FULT
|b 74571072
|i 8620418
|
| 927 |
|
|
|t Library of Congress classification
|a XXKF1439.H393 2009
|l DLL
|c DLL-Law
|e FULT
|b 74571089
|i 8620419
|
| 927 |
|
|
|t Library of Congress classification
|a XXKF1439.H393 2009
|l ASR
|c ASR-LawASR
|e FULT
|b 74571096
|i 8620420
|
