Treatise on the law of securities regulation /
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Author / Creator: | Hazen, Thomas Lee, 1947- |
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Edition: | 6th ed., Practitioner's ed. |
Imprint: | St. Paul, MN : West, c2009-c2015. |
Description: | 7 v. ; 26 cm. |
Language: | English |
Series: | Practitioner treatise series |
Subject: | Securities -- United States. Securities. United States. |
Format: | Print Book |
URL for this record: | http://pi.lib.uchicago.edu/1001/cat/bib/7538508 |
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100 | 1 | |a Hazen, Thomas Lee, |d 1947- |0 http://id.loc.gov/authorities/names/n84005672 |1 http://viaf.org/viaf/108967869 | |
245 | 1 | 0 | |a Treatise on the law of securities regulation / |c by Thomas Lee Hazen. |
246 | 3 | 0 | |a Law of securities regulation |
246 | 1 | 8 | |a Securities regulation |
250 | |a 6th ed., Practitioner's ed. | ||
260 | |a St. Paul, MN : |b West, |c c2009-c2015. | ||
300 | |a 7 v. ; |c 26 cm. | ||
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440 | 0 | |a Practitioner treatise series | |
500 | |a Kept up to date with cumulative pocket part supplementation. | ||
504 | |a Includes bibliographical references and index. | ||
505 | 0 | |a The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale: corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices: manipulation, stabilization and hot issues -- Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements) -- State securities laws ("blue sky" laws) -- Securities Exchange Act of 1934: registration and reporting requirements for publicly traded companies -- Shareholder suffrage: proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud: civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information -- Insider reporting and short-swing trading: Securities Exchange Act section 16 -- Market regulation and broker-dealer regulation -- Arbitration of broker-dealer disputes -- Operation of the Securities and Exchange Commission -- Jurisdictional aspects -- Public utility regulation: transfer of authority from the SEC to the Federal Energy Regulatory Commission; the history of the former Public Utility Holding Company Act of 1935 -- Debt securities and protection of bondholders: the Trust Indenture Act of 1939 -- Federal regulation of investment companies: the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Special problems and overview of related laws -- Primer on securities transfers. | |
650 | 0 | |a Securities |z United States. |0 http://id.loc.gov/authorities/subjects/sh2010111900 | |
650 | 7 | |a Securities. |2 fast |0 http://id.worldcat.org/fast/fst01110743 | |
651 | 7 | |a United States. |2 fast |0 http://id.worldcat.org/fast/fst01204155 | |
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