A functional legal design for reliable electricity supply : how technology affects law /

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Bibliographic Details
Author / Creator:Knops, Hamilcar P.A. (Hamilcar Pieter Anton), 1975-
Imprint:Antwerp : Intersentia ; Portland, OR : Distribution for the USA and Canada [by] International Specialized Book Services, c2008.
Description:xiv, 565 p. : ill. ; 24 cm.
Language:English
Series:Energy & law series ; 6
Energy & law ; 6.
Subject:
Format: Print Book
URL for this record:http://pi.lib.uchicago.edu/1001/cat/bib/7361293
Hidden Bibliographic Details
ISBN:9789050957809 (pbk.)
9050957803 (pbk.)
Notes:Originally presented as the author's thesis (Delft Univ. of Technology, 2007).
Includes bibliographical references (p. 519-534).
Table of Contents:
  • Preface
  • Table of Contents
  • List of Tables
  • List of Figures
  • 1. Electricity supply: from monopoly to complexity
  • 1.1. Introduction
  • 1.2. A paradigm shift for network industries
  • 1.3. What does it mean for electricity?
  • 1.4. Main research question
  • 1.5. Relevance
  • 1.6. Reading guide
  • 2. Research framework
  • 2.1. Research goal
  • 2.2. Research question
  • 2.3. A design problem: the meta model
  • 2.4. The meta model as applied to this research question
  • 2.5. Research method
  • 3. System description
  • 3.1. Introduction: the electricity system
  • 3.2. The technical subsystem
  • 3.2.1. The physical layer
  • 3.2.2. The operational layer
  • 3.3. The economic subsystem
  • 3.3.1. Three types of services
  • 3.3.2. The commodity market
  • 3.3.3. Technical services ('connection')
  • 3.3.4. Other services ('commercial')
  • 3.4. The subsystems integrated
  • 3.4.1. Links from the technical to the economic subsystem
  • 3.4.2. Links from the economic to the technical subsystem
  • 3.4.3. Transmission tariffs: 'copper plate' or not?
  • 4. Legal organisation
  • 4.1. Introduction
  • 4.2. Hohfeld's fundamental legal conceptions
  • 4.3. Policy instruments
  • 4.4. Legal organisation: the issues
  • 4.5. Allocation of responsibility
  • 4.6. Permissions: who is allowed to perform which tasks?
  • 4.7. Rules: how to perform responsibilities and permissions?
  • 4.8. Government control
  • 4.9. Design variables
  • 5. Public policy goals
  • 5.1. Introduction
  • 5.2. Triple A: the main primary goals
  • 5.3. Availability: secure supply for all
  • 5.4. Affordability: the quest for economic efficiency
  • 5.5. Acceptability: socially responsible electricity supply
  • 5.6. Secondary goals
  • 5.7. The main goals in our design problem
  • 6. Legal constraints
  • 6.1. Introduction: restriction to the EU
  • 6.2. Development of a European electricity framework
  • 6.3. Free movement of goods
  • 6.4. Free movement of services and capital and the right of establishment
  • 6.5. Competition law: rules for undertakings
  • 6.6. State aid
  • 6.7. Public service obligations
  • 6.8. Directives: main structure of the industry
  • 6.9. Conclusion: legal constraints in our design problem
  • 7. Design method
  • 7.1. A 'method' to integrate the model and selection stages
  • 7.2. Outline of the method
  • 7.3. Step I: Analysis of the function
  • 7.4. Step II: Analysis of each function within its context
  • 7.5. Step III: Design decisions for the legal organisation
  • 7.5.1. The core of the FULDA-method
  • 7.5.2. Who should decide about the organisation of a function?
  • 7.5.3. A. Should someone be made explicitly responsible for this function?
  • 7.5.4. B. Who should be made responsible? or: Who should be allowed to perform this function?
  • 7.5.5. C. How should the function be further organised?
  • 7.5.6. D. What control possibilities for government should be implemented?
  • 8. An inventory of critical technical functions
  • 8.1. Introduction
  • 8.2. Building a functional model
  • 8.3. The functions
  • 8.4. Categorising the functions
  • 8.5. Selecting the functions for the case studies
  • 9. Electricity generation
  • 9.1. Introduction
  • 9.2. Analysis of generation as a function (Step I)
  • 9.3. The function of generation in its context (Step II)
  • 9.4. Designing the organisation of generation (Step III)
  • 9.5. Conclusion: generation in a market environment
  • 10. Maintenance of the energy balance
  • 10.1. Introduction
  • 10.2. The analysis of the function (Step I)
  • 10.3. The function within its context (Step II)
  • 10.4. Design of the function's organisation (Step III)
  • 10.5. Compensation of energy losses
  • 10.6. Conclusion and analysis
  • 11. Generation adequacy
  • 11.1. Introduction
  • 11.2. Securing sufficient investment in generation capacity (Step I)
  • 11.3. Generation adequacy in its context (Step II)
  • 11.4. Designing a framework to secure generation adequacy (Step III)
  • 11.4.1. Should someone be made explicitly responsible?
  • 11.4.2. Who should be made explicitly responsible?
  • 11.4.3. Controlling the function through capacity mechanisms
  • 11.5. Analysis: how to secure generation adequacy
  • 12. Network operations
  • 12.1. Introduction
  • 12.2. Voltage control and reactive power management
  • 12.2.1. Analysis of voltage control (Step I)
  • 12.2.2. Voltage control in its context (Step II)
  • 12.2.3. The organisation of voltage control (Step III)
  • 12.2.4. Conclusion
  • 12.3. N - 1 security
  • 12.3.1. The analysis of N-1 security as a function (Step I)
  • 12.3.2. The context of N-1 security (Step II)
  • 12.3.3. Design of the rules for 'N-1 security' (Step III)
  • 12.3.4. Conclusion
  • 12.4. Other network operations functions
  • 12.4.1. Flow management
  • 12.4.2. Network-faults clearing and short-circuit currents
  • 12.4.3. Black-start capacity
  • 13. Congestion management
  • 13.1. Introduction
  • 13.2. Criteria for congestion management methods
  • 13.3. Calculation of the amount of available capacity
  • 13.4. Congestion management methods
  • 13.5. Corrective methods: Redispatching and countertrading
  • 13.6. Allocation methods
  • 13.6.1. General overview
  • 13.6.2. Explicit auctioning
  • 13.6.3. Implicit auctioning
  • 13.6.4. Market splitting and market coupling
  • 13.7. Evaluation of congestion management methods
  • 13.8. Designing congestion management
  • 13.9. Conclusion
  • 14. Transport adequacy
  • 14.1. Introduction
  • 14.2. Analysis of transport adequacy (Step I)
  • 14.3. Transport adequacy in its context (Step II)
  • 14.4. The organisation of transport adequacy (Step III)
  • 14.5. Quality regulation
  • 14.5.1. The need for risk governance
  • 14.5.2. The quality objective
  • 14.5.3. The policy instruments
  • 14.5.4. Can the time lag problem be overcome?
  • 14.5.5. Conclusion
  • 14.6. Conclusion
  • 15. Merchant investment in interconnectors?
  • 15.1. Interconnection investment
  • 15.2. Why merchant interconnectors?
  • 15.3. Standard regulation of transmission
  • 15.4. Economics of merchant interconnectors
  • 15.5. The special regime of the Regulation
  • 15.6. The Estlink decisions
  • 15.7. Analysis and conclusion: a Trojan horse?
  • 16. Validation of the method
  • 16.1. Introduction
  • 16.2. The theory behind validation of the method
  • 16.3. Validation of the FULDA-method
  • 16.4. The FULDA-method as a decision support tool
  • 16.5. The impact of the context on the method: comparison EU-US
  • 16.6. Strategy for a thorough validation
  • 17. Conclusion
  • 17.1. The need for restructuring the legal organisation
  • 17.2. Design criteria
  • 17.3. Design approach and FULDA-method
  • 17.4. Our design for reliable electricity supply
  • 17.5. Assessment: does the design meet the criteria?
  • 18. Reflection
  • 18.1. Introduction
  • 18.2. Responsibility for the design
  • 18.3. Responsibility for organising a function
  • 18.4. The role of technology
  • 18.5. Comparison with practice
  • 18.6. The need for coordination
  • 18.7. Further research
  • Appendix. Case study: the maintenance of the energy balance
  • A.1. Introduction
  • A.2. European rules for the function
  • A.3. Maintenance of the energy balance in the UCTE system
  • A.4. Selecting the countries for the case studies
  • A.5. The Netherlands
  • A.6. Belgium
  • A.7. France
  • A.8. England and Wales
  • A.9. Germany
  • Bibliography
  • List of EC Legislation
  • Summary
  • Samenvatting
  • Curriculum vitae