Investment management law and regulation /

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Bibliographic Details
Author / Creator:	Bines, Harvey E.
Edition:	2nd ed.
Imprint:	New York : Aspen Publishers, c2004-c2014.
Description:	xxxv, 927 p. ; 26 cm.
Language:	English
Subject:	Investment advisors -- Legal status, laws, etc. -- United States. Investments -- Law and legislation -- United States. Investments -- Management. Investment advisors -- Legal status, laws, etc. Investments. Investments -- Law and legislation. United States.
Format:	Print Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/5173404

Hidden Bibliographic Details
Other uniform titles:	Thel, Steve. Bines, Harvey E. Law of investment management.
ISBN:	0735530483 (casebound)
Notes:	"Formerly published as The law of investment management." Kept up to date with supplements. Includes bibliographical references (p. 823-858) and index.

Table of Contents:

Part I. Principles of Investment Management Law
The Fundamental Principles of Investment Management Law
The Governing Statutory and Common-Law Systems
Part II. Establishing the Client-Manager Relationship
Developing New Business
Setting Investment Objectives
Special Problems in Structuring Investment Management Agreements
Part III. Structuring the Portfolio
The Imprecise Parameters of the old Jurisprudence of Prudence as the Measure of the Duty of Reasonable Care
Modern Portfolio Theory as a Tool to Measure Professional Competence
Prudent Investing as a Contemporary Issue
Ongoing Management: Executions
Executing Investment Decisions as a Legal Duty
Use of Commissions to Purchase Supplementary Services
Execution Conflicts of Interest
Bibliography
Table of Statutes
Table of Rules and Regulations
Table of Releases
Table of No-Action Letters
Table of Cases
Index

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